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securities and futures commission news

News tagged with “securities and futures commission”. Found: 26 tagged news reports.
 

Your Search Returned 26 tagged news reports

 

Hong Kong :: China | 3 months ago

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Hong Kong's Securities and Futures Commission (SFC) said on Tuesday it reprimanded Royal Bank of Scotland for internal control failures, fining the bank HK$6 million ($773,800). The SFC said in a statement RBS failed to detect and prevent

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Hong Kong :: China | 4 months ago

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Hong Kong's Secretary for Financial Services and the Treasury K C Chan will lead a delegation to Shanghai on April 3 to attend the fourth Working Meeting of Hong Kong-Shanghai Financial Co-operation, the local government said Wednesday. During his

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Hong Kong :: China | 4 months ago

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Sucden Financial (HK) Limited has been named Best New FX Liquidity Provider in Asia in the 2014 Global Banking & Finance Review Awards. With a firmly established reputation in the region, the Hong Kong -based subsidiary of London-based broker Sucden

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Hong Kong :: China | 10 months ago

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Asian markets would be the first hit the following trading day after any U.S. debt default and they're making preparations for the global blowback should the U.S. government send its economy over a cliff by not raising the debt ceiling by Oct. 17 to

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Hong Kong :: China | 11 months ago

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Alibaba Group Holding Ltd is in talks with the Hong Kong stock exchange about allowing its founders to maintain control over the Chinese e-commerce company even after it becomes listed, people familiar with the matter told Reuters. Alibaba is widely

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Hong Kong :: China | 1 year ago

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Tweet You may also like Things looked bad enough for high-powered Hong Kong politician Barry Cheung on May 18, when he shut down the Hong Kong Mercantile Exchange, citing slow trading and insufficient revenue. Days later authorities referred the

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Warsaw :: Poland | 1 year ago

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Yahoo's deal for Tumblr raises questions about its ability to make money by selling ads, among other thorny issues. The Hong Kong securities regulator announced on Tuesday that it had discovered possible financial irregularities at the just-shuttered

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Kuala Lumpur :: Malaysia | over 1 year ago

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Banks The Securities and Exchange Commission (SEC) headquarters in Washington. AP Interview Ashley Alder, SFC chief executive, said the change would incentivise sponsors to raise standards, pick the right deals and manage them well, which should in

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Hong Kong :: China | over 1 year ago

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The chief of Hong Kong's securities watchdog has called on regional regulators to fully participate in the global implementation of new financial rules or risk Asia being isolated. He said a "one-size-fits-all" set of financial regulations imposed by

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Shanghai :: China | over 1 year ago

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Wong was one of the two officers in charge of supervising Hontex International Holdings Co Ltd's listing application and failed to "properly and adequately supervise the transaction", the statement said. Wong refused to accept the responsibility for

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