s.e.c news
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DealBook: Divided Views of SAC Capital Fine
Stamford :: CT :: USA | 2 months ago
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Steve Marcus/Reuters Steven Cohen is chairman of SAC Capital Advisors. Not many Wall Street executives, let alone hedge funds, could write a $616 million check and remain solvent...Cohen and his fund, SAC Capital Advisors, have done exactly that,
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DealBook: Confirmation Hearing for Mary Jo White Said to Be Scheduled for March
New York City :: NY :: USA | 3 months ago
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Pool photo by Kevin Dietsch President Obama nominated Mary Jo White to be the S.E.C. chairwoman in January. Mary Jo White appears poised to face a confirmation hearing next month, a crucial step for the former federal prosecutor on her path to
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DealBook: For S.E.C., Obstacles Aplenty in Pursuit of 'Suspicious' Heinz Trading
Zurich :: Switzerland | 3 months ago
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Puskar/Associated Press An animated neon Heinz Ketchup bottle sits atop the Senator John Heinz History Center in Pittsburgh...Heinz was announced, the Securities and Exchange Commission took aim at an account, claiming it was used to trade on inside
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DealBook: S.E.C. Is Said to Be Investigating Trading Before Heinz Deal
Miami :: FL :: USA | 3 months ago
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Regulators are scrutinizing unusual trading ahead of the $23 billion takeover of the food company H.J. Heinz , raising questions about potential illegal activity at play as the deal took shape, a person briefed on the matter said. The Securities and
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White Collar Watch: Despite Expectations, Corporations Could Face More Cases of Criminal Liability
New York City :: NY :: USA | 4 months ago
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Pool photo by Kevin Dietsch President Obama has nominated Mary Jo White, a former federal prosecutor, as the next head of the Securities and Exchange Commission. Mary Jo White , the nominee to be chairwoman of the Securities and Exchange Commission ,
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High & Low Finance: Court Case Offers a Peek Into Mortgage Security Pricing
New York City :: NY :: USA | 4 months ago
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High & Low Finance A Peek Behind the Mortgage Security Curtain Published: January 31, 2013 The private mortgage-backed securities market grew to be a virtually inscrutable giant. Each securitization contained thousands of mortgages and as many as
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DealBook: How Mary Jo White's Connections Could Complicate Her S.E.C. Job
New York City :: NY :: USA | 4 months ago
Credibility
White, is a partner at Cravath Swaine & Moore, a leading corporate law firm. According to his biography on the firm's Web site , Mr. White represents a number of public companies and is deeply involved in accounting issues, a topic the S.E.C. deals
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Fair Game: At the S.E.C., a Chance to Get Tougher on Settlements
New York City :: NY :: USA | 4 months ago
Credibility
White, a former federal prosecutor, to head the S.E.C. last week, President Obama appeared to send a message that Washington was finally going to get tough with financial wrongdoers...Here's a good place to start: The S.E.C. routinely lets companies
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DealBook: How Pursuit of Billionaire Hit One Dead End
Stamford :: CT :: USA | 4 months ago
Credibility
Cohen, the founder and chairman of SAC Capital Advisors, a $14 billion hedge fund. When Jonathan Hollander left his high-flying job at SAC Capital Advisors in late 2008, he departed one of Wall Street's premier hedge funds. Weeks later, when two
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In New Year, Errors Mount at High-Speed Exchanges
Wichita :: KS :: USA | 4 months ago
Credibility
January 10, 2013 Confidence-shaking technology mishaps have been an almost daily occurrence at the nation's stock exchanges in the new year...Global Markets, alerted its customers that a programming mistake had caused about 435,000 trades to be
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