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News tagged with “mary schapiro”. Found: 259 tagged news reports.
 

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New York City :: NY :: USA | over 1 year ago

Credibility Credibility of 5

The Securities and Exchange Commission announced on Monday that it had named Geoffrey F...The appointment fills an important gap in the S.E.C.'s roster. There have been a number of prominent departures in recent weeks, following the resignation of

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San Francisco :: CA :: USA | over 1 year ago

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the law requires that the securities and exchange commission ( SEC ) create a bunch of new regulations for crowd-funding, and the SEC is taking its sweet time...Also, lots of investors are going to make bad bets and lose a lot of money. Both events

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New York City :: NY :: USA | over 1 year ago

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The transformation will be more decisive, perhaps, than anything we've seen during the last four turbulent years, in large part because of the Dodd-Frank rule-making and implementation that now confront the SEC. As Christopher Garcia observes, there

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San Jose :: CA :: USA | over 1 year ago

Credibility Credibility of 5

But with SEC Chairman Mary Schapiro stepping down Friday, the rule-making progress will most likely be delayed, according to the Wall Street Journal...Act, crowdfunding was sold as a possible saving grace for companies looking to gain liquidity

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Alexandria :: VA :: USA | over 1 year ago

Credibility Credibility of 5

Everyone who has a bank account knows just how terrible interest rates have been for a long time. Just as hard-hit savers have had to flee elsewhere to find the income they need, so too have financial companies that offer money market mutual funds

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New York City :: NY :: USA | over 1 year ago

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Cook, the S.E.C.'s director of trading and markets, at a Senate panel earlier this year. The exodus at the Securities and Exchange Commission is continuing...Cook, the director of trading and markets plan to leave, the agency said on Wednesday. The

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San Francisco :: CA :: USA | over 1 year ago

Credibility Credibility of 5

Act is that one of its measures is to kill the ban on allowing hedge funds to advertise to mom and pop the solicitation ban...Documents reviewed by the Wall Street Journal indicated that SEC Chair Mary Schapiro purposely delayed the approval of the

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New York City :: NY :: USA | over 1 year ago

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The unsurprising resignation of Mary Schapiro , head of the Securities and Exchange Commission ( SEC ), announced on November 26th, was followed by an unsurprising flurry of statements dripping with faint praise. True, the financial markets did not

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New York City :: NY :: USA | over 1 year ago

Credibility Credibility of 5

It's been over a year since Krawcheck, the former head of global wealth management at Bank of America , left the North Carolina-based bank.  Now, according to Dealbook's Ben Protess and Susanne Craig , she's seen as a potential front-runner for the

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New York City :: NY :: USA | over 1 year ago

Credibility Credibility of 5

Will the agency's interim leader finally be able to make new crowdfunding for start-ups a reality? OversightandReform/Flickr Outgoing SEC Chairman Mary Schapiro Mary Schapiro, the outgoing chairwoman of the Security and Exchange Commission, leaves

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