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News tagged with “financial regulation”. Found: 500 tagged news reports.
 

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Mumbai :: India | 3 days ago

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T he global thinking on bank regulation after the financial crisis of 2008 has converged on to one simple principle. Banks should have more capital in order to support a given volume of lending business. Further, bigger banks -- which are deemed to

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South Holland :: IL :: USA | 3 days ago

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Regulators have closed a small lender in Illinois, bringing U.S. bank failures this year to 14 after 24 closures in all of 2013. The Federal Deposit Insurance Corp. said Friday that it has taken over GreenChoice Bank FSB, based in Chicago. The bank,

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Alexandria :: VA :: USA | 3 days ago

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Since then, however, the stock has cooled off considerably, falling more than 40%. Medidata has carved out a lucrative niche with drug companies. It provides cloud solutions to help companies streamline the FDA testing and approval process. While R&D

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Dallas :: GA :: USA | 3 days ago

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Republican Attorney General nominee Ken Paxton is the focus of a criminal complaint regarding violations of the Texas Securities Act. Texans for Public Justice, an ethics and campaign reform group, filed the complaint against Paxton with the Travis

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Miami Beach :: FL :: USA | 4 days ago

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The SEC had already charged operators of the scheme, based in South Florida and Los Angeles, whose firms had allegedly pressured investors into purchasing stock in Thought Development, a Miami Beach-based company that said it invented a laser-line

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Suné :: Burkina Faso | 4 days ago

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Short sellers, or investors betting that the price of a stock will go down, have to overcome unexpected fees, as well as simple math: you can only ever make 100% on a short position, but your losses are potentially infinite. And just this morning,

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Washington :: DC :: USA | 5 days ago

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Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011...Securities and Exchange Commission on Thursday to consider a raft of reforms, after William Ackman's aggressive efforts to take over

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New York City :: NY :: USA | 5 days ago

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But Wall Street as usualis fighting full disclosure, and bankruptcy courts may be helping them temporarily do it. According to a recent article in Investment News , a broker with multiple complaints for unsuitable investments and churning filed for

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Manila :: Philippines | 6 days ago

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Republic Act 8799 or the Securities Regulation Code (SRC), a senior official said. Revisions to the SRC's existing implementing rules and regulations (IRR) could also be released within the month, Securities and Exchange Commission (SEC) Chairman

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New Delhi :: India | 6 days ago

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A special anti-money laundering court in Ahmedabad has issued summons to 77 people after taking cognisance of the Enforcement Directorate charge sheet in the Rs 5,000-crore Surat fake diamond trade and hawala scam. The court has issued the summons

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