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The US federal agency regulating derivatives has fought just three trials since 2011, all against small-time fraudsters in Florida. Now it is poised to take on a series of formidable opponents in the biggest courtroom tests yet of its efforts to
The Financial Conduct Authority levying its sixth penalty for rigging the benchmark interest rate reduced the fine to £900,000 and then applied a further discount to reward the firm's co-operation, taking the amount finally demanded to just £630,000.
U.S. market regulators are investigating a unit of Mondelez International Inc. over trading in wheat futures markets, according to a regulatory filing. Staff of the Commodity Futures Trading Commission, which oversees U.S. derivatives markets, are
Timothy Geithner (left), then Treasury Secretary, meeting with President Barack Obama in the Oval Office. (Photo: White House) With the rapid concentration of wealth in a few well-manicured hands and the right-wing US Supreme Court declaring money to
Bart Chilton, a former regulator known for his blunt criticism of Wall Street, is joining the law and lobby shop DLA Piper...He will serve as a senior policy adviser in the global firm's Washington office, reuniting with former Sen. Tom Daschle (D-S.
A group of small brokerages and large commodities companies convinced lawmakers to tweak a rule that they say would have made derivatives trading more expensive for them and sent more business to Wall Street banks that already dominate the market.
The agency became one of the most prolific reformers of Wall Street after the financial crisis under its previous Chairman Gary Gensler, who was frequently criticized for his hard-nosed style and sometimes-hasty adoption of new rules...The rulemaking
Commodity Futures Trading Commission is investigating high-frequency traders to see if they were breaching the derivatives regulator's rules, its chief said on Thursday. "Staff (is) responding to concerns brought to us about certain practices,
Market operators' failure to cooperate to provide the Commodity Futures Trading Commission with adequate data is preventing the regulator from effectively monitoring the global swaps market, according to sources familiar with the matter...The data is
Tera Group Inc. has a financial template ready to go for the buying and selling of swaps linked to Bitcoin , but still needs regulators to sign off on it. Summit, N.J.-based Tera Group may be cooling its heels for a while, as Bitcoin regulation is