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Financial advisor cops life ban for falsifying documents
Sydney :: Australia | 10 months ago
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Australian Securities and Investments Commission officers took action against Morrison Carr Financial Services and its sole director, Dennis Cardarakis, last week, but the threat of a legal challenge to the move prevented it explaining the decision
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Behind closed doors: an exclusive club is determined to stay private
Sydney :: Australia | 10 months ago
Credibility
Would-be buyers will instead have to wait until investment bank Investec opens a data room, probably in a couple of months, before they see any kind of detailed financial information. The Ingham empire is one of about 1500 large companies that are
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RAMS rump returns $3m in fees
Melbourne :: Australia | 10 months ago
Credibility
July 2010.'' The company has among the highest numbers of complaints from lenders and is known for its high exit fees. RHG has also agreed to reduce its discharge fees on existing loans and to the staggered removal of early termination fees for
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Reforms: stockbrokers will feel the love, others will feel the pain
Sydney :: Australia | 10 months ago
Credibility
The regulation provides a carve-out to market participants (the 131 stockbrokers who have a licence with the ASX to market, clear or settle) to continue to split commissions and receive stamping fees when they participate in a company float. Broking
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Regulators say there is no law against stupidity
Sydney :: Australia | 10 months ago
Credibility
A common form of these products allows investors to bet on a share price to fall, even without putting down money upfront. As part of the bigger picture, such derivatives can help facilitate major deals that could involve billions of dollars in
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ASIC to protect employees from scarpering directors
Melbourne :: Australia | 10 months ago
Credibility
Australian Securities and Investments Commission commissioner John Price said the watchdog would take extra steps to make sure directors were not able to deregister companies that owed workers entitlements such as pay and redundancy payouts. General
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Another Gold Coast group keeps the watchdog busy
Kuala Lumpur :: Malaysia | 10 months ago
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British and US Virgin Islands, which were supposed to be vehicles for investing in distressed properties in the US. US bank accounts being touched until the matter returns to court later this month. Royale and Justin Gibson consented to the orders'',
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ASIC warns on stealth takeovers
Melbourne :: Australia | 10 months ago
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Treasury and would be making a written submission to the government department within days. THE Australian Securities and Investments Commission chairman, Greg Medcraft, continued his campaign yesterday to overhaul the takeover laws, but gave no
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Charges dropped against former ABC Learning head
Sydney :: Australia | 10 months ago
Credibility
Jessica Hromas THE corporate regulator has refused to say if it will take action against Eddy Groves after charges against the founder of failed child care operator ABC Learning were dropped last week. The Commonwealth Director of Public Prosecutions
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Man Investments stymied by new ASIC stop order
Ahl :: Iran | 11 months ago
Credibility
Story continues below Each one of the stop orders concerns the same London-based Man division, AHL, which runs a computerised system in charge of trading a $19.5 billion portfolio of futures, options and other derivatives over a dizzying array of
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