Chicago brokerage to pay $1 million for misleading investors
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Chicago brokerage to pay $1 million for misleading investors

Chicago : IL : USA | Sep 18, 2012 at 1:36 PM PDT
Source: Chicago-Sun Times
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September 18, 2012 3:32PM A Chicago-based investment firm and its co-founders will pay more than $1 million in fines to settle accusations by federal regulators of misleading investors in private equity offerings...Daubenspeck were charged by the Securities and Exchange Commission over the private... FULL ARTICLE AT Chicago-Sun Times
 
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